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Federal regulators allege that JPMorgan didn’t properly oversee and monitor trades that the bank and clients carried out through its systems

Alexander Saeedy, The Wall Street Journal

Federal regulators fined JPMorgan Chase roughly $350m on 14 March for failing to properly monitor billions of trades that the bank has executed since 2019.

The Federal Reserve said JPMorgan didn’t adequately surveil trading and order activity through the firm’s corporate and investment bank across 30 exchanges and other trading venues. The trades were for the firm and for clients.

JPMorgan hit with nearly $350m fine for compliance failures in trading

JPMorgan

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