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Esma

Scrap Article 8 and 9 funds, EU watchdogs urge

European Commission faces calls to throw out SFDR labels

3 min read

Firms axe pre-close calls amid regulatory crackdown

By Jeremy Chan

2024-05-30T13:50:00Z

3 min read

Trading Regulation Esma

Esma warns of ‘unlawful disclosure’ in pre-close calls

By Jeremy Chan

2024-05-29T09:43:00Z

2 min read

Trading Esma Regulation

Esma pushes for more powers to revive EU capital markets

By Jeremy Chan

2024-05-22T10:24:00Z

3 min read

Trading Regulation esma IPOs

Esma chair Verena Ross on learning lessons from Credit Suisse, and what comes next

By Justin Cash

2024-03-25T00:01:20Z

5 min read

Esma Verena Ross Brexit Regulation An Audience With An audience with

What does the future hold for one of Europe's top regulators?

FCA turns to AI in fight against finance rogues

By Justin Cash

2024-03-19T11:04:30Z

2 min read

Esma FCA Technology CMA AI Regulation

FCA boss Nikhil Rathi says technology and data will help it become a better regulator

New

Twenty Most Influential in Wealth Management 2024

Justin Cash

‘We’re just not very good at it’: Why bankers and wealth managers are struggling to work together

RBC takes on Brewin Dolphin client cash after acquisition

UK crypto firms face capital, insider trading rules under FCA crackdown

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Pre-close calls face regulatory scrutiny after series of price swings

By Jeremy Chan

2024-01-22T05:01:37Z

8 min read

Esma Trading Regulation

Puma dropped 11.5% around the time of its analyst call, as questions surround briefings before blackouts

Top EU regulator: ‘There’s no such thing as a safe cryptoasset’

By Jeremy Chan

2023-08-16T14:10:24Z

2 min read

Crypto Esma Verena Ross Fintech Regulation

Verena Ross cautioned investors that digital assets don't offer the same protections as traditional financial products

Mirova CEO: EU watchdog on course to kill off ‘dark green’ funds

By Kristen McGachey

2023-02-09T12:32:16Z

5 min read

Esma FCA ESG Asset Management

Mirova CEO Philippe Zaouati did not dismiss the possibility Mirova would have to downgrade its funds, which are all categorised under Article 9

New warnings flag risks for derivatives clearing as margin calls loom

2022-09-02T12:54:18Z

2 min read

Esma Trading Regulation

A shrapnel-broken window in Pokrovske, Ukraine. Esma said it's concerned about cyberattacks from Russia

LME nickel debacle a sign commodities are next market stability risk, watchdog warns

2022-04-28T09:08:43Z

3 min read

London Metal Exchange Esma Trading Regulation

‘A lot goes on in the OTC market, which is not transparent,’ said Ashley Alder

The European Securities and Markets Authority warns of a possible green investments bubble

ESG flows drop as EU regulator warns of possible green bubble

Concerns over possible green asset overvaluation persist at Esma, as leading UK investment platform reports a drop off in ESG interest

Esma chair Verena Ross said a ‘significant market correction’ could be in the works

EU regulator warns of ‘significant market correction’ on Russia-Ukraine conflict, overheated equities

Rising inflation and conflict in eastern Europe are just two of the threats to markets highlighted by Esma

ESMA has issued a stark warning that if rules are not adhered to, social media stars could be hit with fines or prosecution

EU watchdog throws weight behind crackdown on social media investment ads

Social media stars could be hit with fines or prosecution if they don't abide by the regulator's rules

Verena Ross, who has more than two decades of experience in financial regulation, began her career at the Bank of England

Start date for new Esma chair confirmed after months of delay

Verena Ross will join the European Union's top markets regulator after months of uncertainty surrounding her appointment

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Kirkland & Ellis hires Clifford Chance London fund finance heavyweight

SJP poised to re-enter FTSE 100 after share price jump

Simpson Thacher, HSF to launch Luxembourg offices in private capital push

Citigroup said to plan fewer promotions in cost-cutting drive

Brevan Howard’s Claire McCathie: ‘Achieving results commands respect’

On the Move

Kirkland & Ellis hires Clifford Chance London fund finance heavyweight

Monzo appoints Mombak’s Tom Oldham as group CFO

Fordham’s geopolitical advisory firm enlists political heavyweights, Citi FX specialist

Esma issues warning on crypto’s ‘soaring’ environmental cost

By Lucy McNulty

2021-09-01T15:09:29Z

2 min read

Esma ESG Regulation Cryptocurrency

ESMA warns of financial stability risks with cloud technology use

By Lucy McNulty

2021-09-01T11:59:58Z

2 min read

Esma Technology Regulation

Esma said that cloud providers 'need to be significantly more resilient than firms to improve the safety of the financial system'

EU watchdog warns Spacs ‘not appropriate’ for everyone

By Lucy McNulty

2021-07-15T10:18:56Z

2 min read

Spacs Esma IPOs

Anneli Tuominen, Esma's interim chair said it is essential that investors are provided with the information necessary to understand the structure of Spac transactions before making any investment decisions

EU regulators warn City firms over use of ‘chaperoning’ to sidestep Brexit

By Lucy McNulty

2021-06-02T05:00:50Z

4 min read

Esma European Securities and Markets Authority Brexit Dutch Authority for the Financial Markets Central Bank of Ireland

City firms are trying to find their way out of the Brexit red tape

Trader ‘chaperones’ ignite worries on Brexit workarounds

By Justin Cash and Lucy McNulty

2021-05-31T23:01:48Z

6 min read

Esma European Securities and Markets Authority Brexit Trading

Chaperoning allows London traders to continue to provide services to customers in the EU, by adding a colleague regulated to work in the EU on a call

Esma

Scrap Article 8 and 9 funds, EU watchdogs urge

Firms axe pre-close calls amid regulatory crackdown

Esma warns of ‘unlawful disclosure’ in pre-close calls

Esma pushes for more powers to revive EU capital markets

Esma chair Verena Ross on learning lessons from Credit Suisse, and what comes next

FCA turns to AI in fight against finance rogues

Justin Cash

‘We’re just not very good at it’: Why bankers and wealth managers are struggling to work together

RBC takes on Brewin Dolphin client cash after acquisition

UK crypto firms face capital, insider trading rules under FCA crackdown

Pre-close calls face regulatory scrutiny after series of price swings

Top EU regulator: ‘There’s no such thing as a safe cryptoasset’

Mirova CEO: EU watchdog on course to kill off ‘dark green’ funds

New warnings flag risks for derivatives clearing as margin calls loom

LME nickel debacle a sign commodities are next market stability risk, watchdog warns

ESG flows drop as EU regulator warns of possible green bubble

EU regulator warns of ‘significant market correction’ on Russia-Ukraine conflict, overheated equities

EU watchdog throws weight behind crackdown on social media investment ads

Start date for new Esma chair confirmed after months of delay

Most Read

Kirkland & Ellis hires Clifford Chance London fund finance heavyweight

SJP poised to re-enter FTSE 100 after share price jump

Simpson Thacher, HSF to launch Luxembourg offices in private capital push

Citigroup said to plan fewer promotions in cost-cutting drive

Brevan Howard’s Claire McCathie: ‘Achieving results commands respect’

On the Move

Kirkland & Ellis hires Clifford Chance London fund finance heavyweight

Monzo appoints Mombak’s Tom Oldham as group CFO

Fordham’s geopolitical advisory firm enlists political heavyweights, Citi FX specialist

Esma issues warning on crypto’s ‘soaring’ environmental cost

ESMA warns of financial stability risks with cloud technology use

EU watchdog warns Spacs ‘not appropriate’ for everyone

EU regulators warn City firms over use of ‘chaperoning’ to sidestep Brexit

Trader ‘chaperones’ ignite worries on Brexit workarounds

FN Law

Simpson Thacher, HSF to launch Luxembourg offices in private capital push

Kirkland & Ellis hires Clifford Chance London fund finance heavyweight

Proskauer Rose hires John Goldfinch after A&O Shearman drink-driving exit