SFA acts against corporate finance arranger

Corporate finance arranger Griffith & Lamb has been forced to cease trading by the Securities and Futures Authority (SFA) for falsely claiming to have reached the minimum subscription requirement for a client's Ofex listing.

The SFA issued an intervention order against the firm and an employee, John Charles Hallworth.

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JPMorgan to Pay $330 Million Over 1MDB TransactionsExternal link

JPMorgan to Pay $330 Million Over 1MDB Transactions