News

Law

Asset Management

Investment Banking

Wealth

Hedge Funds

People

Newsletters

Events

Lists

Asset Management

Why asset managers must get to grips with consumer duty rules

Firms without good governance can expect the watchdog to come knocking

Asset mangers are still unsure how to stay on the right side of the regulator
Asset mangers are still unsure how to stay on the right side of the regulator Photo: Getty Images

Monica Gogna is a partner and UK head of financial regulation at EY Law

The introduction of the consumer duty is often hailed as the “all singing, all dancing” solution for everything that's wrong with the relationship between an asset manager and an end investor.

WSJ Logo