Regulation
FCA reviewing eight banks in client trading probe
Markets watchdog scoping out sellside firms to make sure they are providing ‘best execution’ on deals
2 min read
Have we reached peak compliance? Not yet, say experts
2025-02-19T00:00:00Z
3 min read
FCA consumer finance director Roma Pearson exits
2025-02-10T15:43:00Z
2 min read
FCA name and shame plans are still an ‘abject failure’, Lords say
2025-02-06T00:00:00Z
3 min read
Europe’s insurance watchdog hit with ‘psychological harassment’ claims from staff
2025-01-28T00:01:00Z
2 min read
FCA targets private markets firms with in-person visits: ‘Policymakers must think hard about regulation’
Public markets are suffering an IPO drought as private markets replace them and firms delist. The FCA is increasing its scrutiny of the sector in response
The regulatory battles that defined 2024
The jury is still out and whether the financial watchdogs are on top of their mandates
Regulator orders BofA to fix system for fighting money laundering
The bank said it has been working closely with the regulator to improve its anti-money laundering and sanctions-compliance practices
FRC to move London base to Docklands next year
2024-12-17T21:41:00Z
2 min read
FCA consults on platform that could ‘transform’ how private firms tap funds
2024-12-17T12:02:00Z
2 min read
FCA’s mishandling of whistleblower case needs an independent review
2024-12-02T00:00:00Z
4 min read
UK crypto firms face capital, insider trading rules under FCA crackdown
2024-11-26T00:00:00Z
2 min read
SEC chair says he’ll resign on inauguration day
2024-11-21T19:46:00Z
1 min read
